Physics papers: VII. Topological quantum systems

This page gives plain-language summaries of physics papers. We draw no link to Dost or to any other text; reading side by side is the reader's own work.

Experiment: measured. Theory: calculated or proved. Interpretation: its meaning is disputed. The labels are our own classification; a paper may have more than one nature.

27. The Aharonov-Bohm Effect

Main question: Are potentials physical?

In classical electromagnetism, what is physical is the electric and magnetic fields; potentials are auxiliary quantities that make calculation easier. Aharonov and Bohm asked: in quantum mechanics, can a charged particle be affected merely by the presence of a potential, in a region where it feels no force at all? The effect shows itself when the particle passes through this region by two different paths and then produces interference.

On this page27. The Aharonov-Bohm Effect · Aharonov 1959 — Significance of Electrom · 28. The Berry Phase …
  1. 27. The Aharonov-Bohm Effect
  2. Aharonov 1959 — Significance of Electromagnetic Potentials in the Quantum Theory
  3. 28. The Berry Phase
  4. Berry 1984 — Quantal phase factors accompanying adiabatic changes
  5. 29. The Quantum Hall Effect
  6. von Klitzing 1980 — New Method for High-Accuracy Determination of the Fine-Structure Const
  7. 30. The Fractional Quantum Hall Effect
  8. Tsui 1982 — Two-Dimensional Magnetotransport in the Extreme Quantum Limit
  9. 31. Topological Quantum Computation
  10. Kitaev 2003 — Fault-tolerant quantum computation by anyons

Aharonov 1959 — Significance of Electromagnetic Potentials in the Quantum Theory

Physical Review 115, 485-491 theory

Aharonov and Bohm showed that even in a region where the field is zero, the vector potential can have a measurable effect on the interference pattern of a charged particle.

The paper considers the following setup: a beam of electrons is split in two, passes on either side of a long, thin coil (a solenoid), and recombines on a screen. There is a magnetic field inside the coil but none outside it; that is, the electrons feel no magnetic force. Even so, the vector potential outside the coil is not zero.

In quantum mechanics, the phase of the electron's wave function depends on the sum of the vector potential along the path. The phases of the two paths differ by an amount proportional to the magnetic flux inside the coil. This difference should cause the interference fringes on the screen to shift. In other words, the size of the shift depends on the flux in a region the electrons never enter.

The authors interpret this as meaning that potentials are not merely mathematical tools, as in the classical world, but carry direct physical meaning in quantum theory. According to another interpretation, what is physical is not the individual potential but the sum taken along a closed path; this is consistent with the effect turning out to be independent of gauge even though the value of the potential depends on the choice of gauge. The interpretation of this point is disputed.

The experiment proposed in the paper was at first a theoretical thought experiment; to carry it out, the coil must leak no magnetic field at all to the outside, which is technically difficult. If there is leakage, the question arises whether the effect comes from the potential or from the stray field. This is why closed, shielded structures were used in experiments.

This summary was written without looking at the paper's own abstract or text, relying on a known account; it should be checked against the source.

Afterwards: The effect was measured in electron interference experiments from 1960 onward; among the most comprehensive tests are the experiments of Tonomura and colleagues in the 1980s. A similar phase structure was generalized with the Berry phase (topic 28).

28. The Berry Phase

Main question: Does geometry affect quantum states?

A quantum system can keep following its initial state while conditions change slowly (for example, in a slowly rotated magnetic field). When the system finally returns to the settings it started from, its wave function may differ from the initial one by a phase. This phase is the result not of the elapsed time but of the geometry of the path traced in parameter space. The question: is the "story" of a state determined by its energy alone, or does the shape of the path followed also leave a trace?

Berry 1984 — Quantal phase factors accompanying adiabatic changes

Proceedings of the Royal Society A 392, 45-57 theory

Berry showed that a slowly rotated quantum system acquires a geometric phase in addition to the usual temporal phase.

The paper considers a system in which the parameters of the Hamiltonian are changed slowly and carried around a cyclic path back to the start. A system that begins in an eigenstate keeps tracking the same eigenstate as long as the slowness condition holds. It is shown that, in addition to the familiar "dynamic" phase that accumulates with time, the system acquires another phase.

Berry gives this extra phase by an explicit formula, computed over a surface bounded by the closed path in parameter space. The phase depends not on how the path is traversed or how long it takes, but only on the shape of the path. If the path passes near a degeneracy point, that is, a point where two energy levels coincide, the formula takes a simple form.

As an example, spin-carrying particles in a slowly rotating magnetic field are computed. The abstract also states that this effect can apply not only to fermions but also to bosons, and a method for observing it is proposed. Finally, it is emphasized that the Aharonov-Bohm effect can also be interpreted as a geometric phase factor of this kind.

The limit of the paper is the slowness condition: the result is established for cases in which the parameters change sufficiently slowly (adiabatically). In rapid changes the state may jump to other levels and the formula does not apply directly. More general cases were treated in later work.

Afterwards: This work turned the geometric phase into a shared concept in many fields (molecular physics, optics, solid state); similar structures were also used in describing the topological quantities in the quantum Hall effect.

29. The Quantum Hall Effect

Main question: What are topological phases?

If you pass a current through a conducting plate and apply a magnetic field perpendicular to it, a voltage appears perpendicular to the current; this is called the Hall effect. At very low temperature and in a very strong field, in a two-dimensional electron layer, the ratio of this voltage to the current (the Hall resistance) does not increase smoothly but climbs in steps, and the step values come out as exact numbers tied to constants of nature. The question: why is such an exact value preserved despite the imperfections of the material?

von Klitzing 1980 — New Method for High-Accuracy Determination of the Fine-Structure Constant Based on Quantized Hall Resistance

Physical Review Letters 45, 494-497 experiment

von Klitzing and colleagues showed that the Hall resistance in a silicon transistor forms steps, and that these steps are exact enough to measure the fine-structure constant.

The title of the paper states what was done: the quantity measured is the quantized Hall resistance, and the use made of it is a high-precision determination of the fine-structure constant. The experiment was carried out in a silicon field-effect transistor that forms a two-dimensional electron layer, at low temperature and under a strong magnetic field.

When the electron density was varied by changing the gate voltage, the Hall resistance was seen not to increase smoothly but to form plateaus, that is, horizontal steps. On these plateaus the resistance equals the Planck constant h divided by the square of the electron charge, divided by an integer: h/(i·e²), where i is an integer. During a plateau the longitudinal resistance drops to nearly zero, that is, the current flows without energy loss.

The step value did not appear to depend on the geometry, impurities or details of the sample; for this reason the value was proposed as a reference for the precise measurement of the fine-structure constant (and of the unit of electrical resistance). Its independence from the details of a material raised the question of why the phenomenon is so exact.

The experiment in the paper was carried out on a single type of sample, under particular conditions. Why the steps are so exact is not fully explained in the paper of that day; the first thing that draws attention is that the exactness appears independent of the measurement setup. The explanation emerged from theoretical work that came a few years later.

This summary was written without looking at the paper's own abstract or text, relying on a known account; it should be checked against the source.

Afterwards: The exactness of the plateau values was later tied to a topological quantity (an integer invariant): the 1982 work of Thouless and colleagues linked the plateau number to an invariant of this kind. For this discovery von Klitzing received the 1985 Nobel Prize in Physics. Since the values of h and e were fixed by definition after 2019, this resistance value has become an exact number.

30. The Fractional Quantum Hall Effect

Main question: Can new particles arise when electrons combine?

A year after the integer quantum Hall effect, in even cleaner samples and at even stronger fields, the Hall resistance began to form plateaus determined not by integers but by fractions (for example 1/3). Here it is not individual electrons but the strong interaction of electrons with one another that matters. The question: can a collection of interacting electrons behave like a liquid with properties different from those of a single electron?

Tsui 1982 — Two-Dimensional Magnetotransport in the Extreme Quantum Limit

Physical Review Letters 48, 1559-1562 experiment

Tsui, Störmer and Gossard observed that the Hall resistance forms fractional steps at a very clean semiconductor interface.

The experiment was carried out on a two-dimensional electron gas accumulated at the interface between the layers of a structure made of gallium arsenide and aluminium gallium arsenide. The sample was cooled to a very low temperature (below 1 kelvin) and placed in a very strong magnetic field; the "extreme quantum limit" mentioned in the title describes this regime: all the electrons fit into the lowest-energy magnetic level.

The expectation was that nothing new would appear beyond the integer plateaus seen before. But when the field strength was increased still further, a new plateau appeared in the Hall resistance corresponding to a filling fraction of one third, and the longitudinal resistance dropped markedly at this point. It is thought that other fractions may also exist.

This result cannot be explained by the single-electron picture: the step arises not from the levels of individual electrons but from a state formed by many electrons together. The paper reports the observation; the explanation is proposed separately.

The paper is an observation report; it does not fully resolve the origin of the fractional plateau on its own. The experiment required a very clean sample: with more impurities the fractional levels might not have been visible. This partly explains why the discovery of the effect came a few years after the integer effect.

This summary was written without looking at the paper's own abstract or text, relying on a known account; it should be checked against the source.

Afterwards: In 1983 Laughlin proposed a wave function for this state, in which the excitations carry fractional charge. Tsui, Störmer and Laughlin shared the 1998 Nobel Prize in Physics for "the discovery of a new form of quantum fluid with fractionally charged excitations." The statistics of these excitations are also interesting: they are neither fermions nor bosons but an intermediate kind called anyons (see topic 31).

31. Topological Quantum Computation

Main question: Is a fault-tolerant quantum computer possible?

Quantum computers use fragile states that are disturbed by the slightest influence from the environment. These errors can be corrected by backing up information across many physical qubits, but this is expensive. Kitaev proposed another way: to write the information into the "braid"-like motion of the collective excitations of a two-dimensional system, in such a way that a local disturbance cannot harm it. The question: would protecting information physically be more robust than correcting errors by software?

Kitaev 2003 — Fault-tolerant quantum computation by anyons

Annals of Physics 303, 2-30 theory

Kitaev proposed computing by moving excitations called anyons around one another in a two-dimensional system, and that this is inherently fault-tolerant.

The abstract of the paper is short and clear: a two-dimensional quantum system can be thought of as a quantum computer if it carries anyon excitations. In three dimensions there are only two kinds of fundamental particles, fermions and bosons; in two dimensions "anyons," which occupy a place between them, are possible. When two anyons are exchanged, the state of the system undergoes a definite transformation.

Kitaev says that unitary transformations (logic gates) can be carried out by moving excitations around one another. Measurement is done by fusing the excitations in pairs and observing the outcome. The information is stored not at a single point but in the overall positions of the excitations and in the paths they have followed in the past; a local disturbance cannot directly change this topological information.

For this reason the computation is claimed, in theory, to be inherently fault-tolerant. The paper also treats a concrete example of this idea: a model defined on a two-dimensional lattice (the surface of a torus), later known as the "toric code." Realizing it in an actual material is a separate and open question.

The biggest open question in this idea is whether such anyons can be obtained and controlled with sufficient stability in a real material. Moreover, topological protection is against local disturbances; cases in which factors such as temperature create excitations and can corrupt the information must be treated separately.

Afterwards: Kitaev's proposal was first published as a text posted to arXiv in 1997. Two experiments for observing non-abelian anyons were reported in 2020 (non-abelian anyons are the kind needed for computation). Experimental evidence for a fault-tolerant topological qubit is still disputed.